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State of California
Department of Real Estate
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STATE OF CALIFORNIA
DEPARTMENT OF REAL ESTATE
In reviewing a licensee's information, please be aware that license discipline information may have been removed from a licensee's record pursuant to Business & Professions Code Section 10083.2 (c). However, discipline information may be available from the California Department of Real Estate upon submittal of a request, or by calling the Department's public information line at 1-877-373-4542.
The license information shown below represents public information. It will not reflect pending licensing changes which are being reviewed for subsequent updating. Although the business and mailing addresses of real estate licensees are included, this information is not intended for mass mailing purposes.
Some historical disciplinary action documents may not be in compliance with certain accessibility functions. For assistance with these documents, please contact the Department's Licensing Flag Section.
License information taken from records of the Department of Real Estate on 1/25/2025 12:00:07 PM
License Type:
CORPORATION
Name:
Caffery Financial Inc
Mailing Address:
71687 HWY 111 STE 101
RANCHO MIRAGE, CA 92270
License ID:
01845352
Expiration Date:
05/06/16
License Status
:
SURRENDERED - Surrendered in connection with a disciplinary action and/or an enforcement investigation
Corporation License Issued:
05/07/08
Former Name(s):
NO FORMER NAMES
Main Office:
NO CURRENT MAIN OFFICE ADDRESS ON FILE
Licensed Officer(s):
DESIGNATED OFFICER
00880650
- Expiration Date: 05/06/16
Caffery, Joseph George
OFFICER CANCELED AS OF 08/11/15
DBA
NO CURRENT DBAS
Branches:
NO CURRENT BRANCHES
Comment
:
09/03/14 - H-39588 LA FOR CORP AND OFFICER CAFFERY
08/11/15 - Surrendered in connection with a disciplinary action and/or an enforcement investigation per H- 39588 LA
08/11/15 - FOR OFFICER CAFFERY SUSPENDED 90 DAYS--60 DAYS STAYED FOR 2 YEARS ON TERMS AND CONDITIONS
NO OTHER PUBLIC COMMENTS
Disciplinary or Formal Action
Documents:
H39588LA_140903_P.pdf
H39588LA_150811_P.pdf
H39588LA_150811b_P.pdf
>>>> Public information request complete <<<<
